The role of feed-forward and feedback processes for closed-loop prosthesis control
Journal of NeuroEngineering and Rehabilitation volume 8, Article number: 60 (2011)
It is widely believed that both feed-forward and feed-back mechanisms are required for successful object manipulation. Open-loop upper-limb prosthesis wearers receive no tactile feedback, which may be the cause of their limited dexterity and compromised grip force control. In this paper we ask whether observed prosthesis control impairments are due to lack of feedback or due to inadequate feed-forward control.
Healthy subjects were fitted with a closed-loop robotic hand and instructed to grasp and lift objects of different weights as we recorded trajectories and force profiles. We conducted three experiments under different feed-forward and feed-back configurations to elucidate the role of tactile feedback (i) in ideal conditions, (ii) under sensory deprivation, and (iii) under feed-forward uncertainty.
(i) We found that subjects formed economical grasps in ideal conditions. (ii) To our surprise, this ability was preserved even when visual and tactile feedback were removed. (iii) When we introduced uncertainty into the hand controller performance degraded significantly in the absence of either visual or tactile feedback. Greatest performance was achieved when both sources of feedback were present.
We have introduced a novel method to understand the cognitive processes underlying grasping and lifting. We have shown quantitatively that tactile feedback can significantly improve performance in the presence of feed-forward uncertainty. However, our results indicate that feed-forward and feed-back mechanisms serve complementary roles, suggesting that to improve on the state-of-the-art in prosthetic hands we must develop prostheses that empower users to correct for the inevitable uncertainty in their feed-forward control.
For many decades researchers have considered the possibility of 'closing the loop' for upper-limb prosthesis wearers. Historically, feedback has been added to increase patient confidence  and to improve object grasping and lifting [2, 3]. In the future we may see prosthetic hands that integrate directly with the amputee's nervous system, utilising state-of-the-art sensor technology [4, 5] and relying on pioneering medical procedures [6–8]. Nevertheless, state-of-the-art upper limb prostheses are still open-loop devices with limited degrees of control, described as "clumsy"  and requiring considerable mental effort . As technology continues to advance it is more important than ever that we find effective ways of delivering feedback to amputees.
Artificial feedback systems can exploit the idea of sensory substitution: feedback delivered in a different modality or to a different location on the body in an attempt to exploit the latent plasticity of the nervous system. For example, Multiple Sclerosis patients significantly over-grip objects , but when sufferers receive vibratory feedback of their grip force (displaced to their less-affected hand) these forces reduce . In a similar way, prosthesis fingertip forces have been transferred to the stump  or even the toes of amputees  to create appropriate and useful sensations. Successful substitution is achieved when subjects no longer perceive the stimulation as an abstract signal but instead as an extension of their sense of touch. Achieving 'embodiment' in this sense depends critically on the presence of feedback . Despite these promising results, few studies have objectively quantified the benefits of artificial tactile feedback. One must not only question the efficacy of the feedback method (e.g. its resolution and latency) but also identify what feedback information should be provided and observe how well it integrates with our existing sensory processes (i.e. whether their presence obviates its utility ). A key feature of human grip force control is the ability to act in a feedforward manner, a mechanism by which people act in anticipation of their actions in the absence of externally-arising cues. The formation and maintenance of internal models has been studied in healthy individuals (reviewed in ), but the coupling between feedforward and feedback processes has not been studied in prosthesis wearers.
Research in intact and deafferented humans has suggested that both feedback and feedforward mechanisms are required for successful object manipulation, with a marked disassociation between these aspects of control . The difference between feedforward and feedback processes is of fundamental importance to our understanding of human sensorimotor behaviour , and likewise should be considered crucial in designing a prosthesis to improve the quality of life for amputees. Feedforward anticipatory grip forces precede load changes due to acceleration, a phenomenon unimpaired by digital anaesthesia  and long-term peripheral sensory neuropathy . In contrast, the scaling of grip force magnitude is not preserved under anaesthesia, resulting in over-grip and unstable forces , suggesting that cutaneous cues are required to allow us to maintain our forward model of grip force. These studies indicate a vital role of tactile feedback for both learning and maintenance of internal models.
In this study we use the behavioural phenomenon of economical grasping and lifting to quantify the contributions of these fundamental processes in prosthesis control. Economical grasping is a stereotypical human behaviour in which grip forces scale appropriately with objects of different loads (minimising effort yet avoiding slip). This phenomenon has been characterised for both healthy  and sensory-impaired subjects [20, 21]. In this study we augment healthy subjects with an artificial extension to their nervous system (Figure 1), creating a model system in which we can readily manipulate the control interface, the robotic controller, on-board sensors, and feedback transduction. Using this closed-loop manipulandum we observe the effect of artificial sensory impairments on the phenomenon of grasping and lifting.
We conducted three experiments designed to focus specifically on the interaction between feedforward and feedback processes. In our first experiment we created an idealised scenario in which sensory and motor uncertainty were minimised. Subjects were asked to grasp, lift and move an object, and we provided vibrotactile force feedback on 50% of the trials. We hypothesised that under 'simulated anaesthesia' subjects would still be able to grip economically, albeit with larger variability and more errors, since anaesthesia does not impair anticipatory force control in healthy individuals . In our second experiment we deprived subjects of visual, tactile and auditory feedback in order to quantify the resulting benefits of vibrotactile feedback in the absence of all other sensory cues. Intermittent sensory feedback is necessary to update and maintain internal models of object dynamics  and vibrotactile feedback has been shown to be beneficial under partial sensory deprivation . We therefore hypothesised that under complete sensory deprivation economical grasping ability would decline, but in the presence of vibrotactile feedback it would not. An unexpected result in the second experiment suggested that another strategy was employed in the absence of feedback, sufficient for subjects to negotiate an efficient grip force. We hypothesised that this may be due to feedforward information and sought evidence for this hypothesis through our third experiment. We induced temporal unpredictability to the controller in order to manipulate feedforward uncertainty to quantify the utility of visual and vibrotactile feedback under feedforward uncertainty. By adding temporal unpredictability to the hand, subjects experience reduced utility of feedforward control. We hypothesised that this would increase their dependency on vibrotactile feedback. Together these experiments provide a window into the role of feedforward and feedback processes for prosthesis control. In this study we aim to explore a well characterised behavioural phenomenon using a novel sensorimotor platform, open to arbitrary manipulation. Our results confirm differential roles for feedforward and feedback processes, and reveals their complementary nature.
Subjects were healthy males and females, all right-handed and aged between 21 and 30 years old, sampled from the academic institute in which the research was conducted. They had both upper limbs intact, and had normal or corrected-to-normal eyesight. None of the subjects had previous experience controlling a prosthesis.
The experimental protocols were in compliance with the Helsinki Declaration and assessed in accordance with the University of Edinburgh School of Informatics policy statement on the use of humans in experiments, approved by the Planning and Resources Committee and the Research Advisory Committee. All subjects gave informed consent before participation in the study.
Closed Loop Hand
Healthy subjects were fitted with a modified Touch Bionics i-limb Pulse prosthetic hand on their dominant (right) hand (Touch Emas, UK), using a custom-built 'socket' (Figure 1). This state-of-the-art, commercially available prosthesis has a differential (open/close) controller, driven by two surface electromyography (EMG) electrodes. The hand has 5 individually-powered digits, and a bluetooth interface to allow real-time streaming of data to a PC for data logging. It has scored highly in terms of patient satisfaction  and is an open-loop hand, making it an ideal candidate for developing a feedback system. We modified the firmware of the hand to enable differential force control.
Differential Force Control
We used a 'gated ramp controller, for two-channel differential position and force control (e.g. see ). Subjects controlled the hand using extensor and flexor signals detected by force-sensing resistors (FSRs) rigidly attached to the fingertip (see Figure 1). For simplicity of operation, the signals operated as binary switches. The flexor signal closed the hand at a constant speed of 0.12m/s, and when contact was made the force ramped up at approximately 5N/s. The extensor signal opened the hand at a constant speed of 0.12m/s. This simple controller allowed subjects to control the force they exerted, in the range 0-15N, by modulating the duration of the signal. We chose this method as it is similar to the existing controller on the i-limb pulse hand, which is a highly successful open-loop prosthesis.
A 'vibrotactile feedback array' was constructed using eight 10 mm diameter shaftless button-type vibration motors (Precision Microdrives, UK). These were each connected to transistors on the output of digital latches, to enable the switching on and off of each motor when the appropriate digital signal was sent from a PIC18F4550 microcontroller (Microchip, USA). The microcontroller was running custom firmware, including a universal serial bus (USB) module that enabled a personal computer (PC) to control the vibrotactile stimulation. The hardware allows us to control the pulse width and period of stimulation. This enabled independent control of the duty cycle and frequency of pulses to each motor. Our firmware modulation allowed motor patterns at frequencies ranging from 2 Hz to 200 Hz, and with pulse-widths of 500μ s to 64 ms.
Subjects were fitted with a socket containing the vibrating motors (shown in Figure 1). The eight motors spanned the full length of the palmar-side of the forearm. The grip force on the object was translated into a stimulation location: weak forces were perceived near the wrist and string forces (up to 10 N) near the elbow. To further increase the resolution of this tactile display we devised a method to create 'between-motor' sensations, achieved by co-stimulation of neighbouring motors.
Sensor Recording Equipment
A large FSR (5 cm square) was attached to the object being lifted. The sensor was calibrated using high precision digital scales, so that the force output could be accurately recorded at 1 kHz in the range 0N to 10N, using a 10-bit analogue-to-digital converter (ADC) on the the microcontroller, streamed to PC software. Position sensors were attached to the thumb and forefinger, the wrist and the base of the object, to enable accurate three dimensional tracking using a Polhemus Liberty 240 Hz 8-sensor motion tracking system (Polhemus, USA), and logged by PC software. The i-limb hand was configured to stream state information, such as control signals from the EMG inputs to the hand, via bluetooth to the PC software.
All data were collated using the same PC software to ensure accurate temporal calibration. Force feedback was streamed back to the microcontroller for provision of vibrotactile feedback.
Preliminary Experiment: 'Just noticeable difference' measurement
To establish the efficacy of the feedback system, we ran an adaptive-staircase design two-interval forced-choice protocol. Subjects (N = 6) were presented with two successive vibrotactile stimuli (10 ms duration, 3 ms separation) and asked to report if the second stimulus was located to the right or to the left of the first. This was done at 6 reference locations along the forearm. Probe stimuli locations were chosen, as per the adaptive-staircase design, to converge on the 75% just-noticeable-difference (JND) threshold. This is the threshold at which subjects correctly determine the location on 75% of the trials, where 'chance' is at 50%. Subjects received 20 pairs of stimuli for each location, which was sufficient to establish a per-subject psychometric curve and a per-location psychometric curve (across subjects).
Overview: Economical Grasping Paradigm
Healthy individuals exhibit stereotypical and repeatable grasping profiles [22, 25] and the term 'economical grasp' describes this ability to minimise grip force while avoiding slip. This phenomenon relies on both feedforward and feedback mechanisms (see introduction).
In our three main experiments, subjects were given on-screen instructions to grasp and lift objects with sufficient force, and to avoid dropping or over-gripping the object. Two objects were used, one 'heavy', (300 g) and one 'lightweight' (150 g). The objects were upward-tapered identical rigid beakers, 55 mm diameter at the point of contact, covered with a low-friction cellulose film. Since we are primarily interested in establishing whether or not subjects are able to differentially control their grip force, we define an economical grasp occurring when subjects are able to appropriately assign different grip forces to the two objects (Note: in the third experiment we use just the heavy object to reduce the experiment complexity, and so ability at this task is judged by the difference in measured performance magnitude between the feedback conditions.)
Experiment 1: Grasp, lift and move task
In our first main experiment we intended to create idealised conditions. The i-limb hand was controlled using FSRs, so that it would respond immediately and predictably to control signals. Subjects were allowed to use visual feedback throughout, and performed repeated trials with each object weight. Subjects (N = 6) were fitted with the i-limb socket with vibrotactile motors along the palmar forearm. On a given trial subjects were instructed to grasp, lift and transfer an object between two locations, spaced 20 cm apart. After each trial subjects received on-screen feedback of their peak grip force during the trial. Subjects performed four blocks of trials, each of which included 20 trials with the heavy object and 20 trials with the lightweight object. In a given block, each subject was exposed to one of two counterbalanced experimental conditions: either with or without vibrotactile feedback of grasp force (see Figure 2). In our analyses we examined the effect of tactile feedback condition and object weight on performance.
Experiment 2: Grasp and lift task with feedback deprivation
In our second main experiment we examined performance when subjects were deprived of all useful sources of feedback: visual, auditory and additional tactile cues were eliminated. We compared two groups under this sensory deprivation condition so as to observe the benefit of tactile feedback alone on performance. Twelve subjects were split into two groups for vibrotactile feedback condition. One group (N = 6) had vibrotactile feedback for the duration of the experiment, and the other group (N = 6) received random (uncorrelated) tactile stimuli.
On a given trial, subjects were instructed to grasp and lift an object in a fixed location, then return it to the same location. After each trial subjects received on-screen feedback of their peak grip force during the trial. Subjects experienced three blocks of trials, two in the light, and one in the dark. Each block included 12 trials with a heavy object and 12 trials with a lightweight object.
Visual feedback was removed by immersing subjects in darkness. The robotic hand and the object were covered in dark materials so that the hand and its movements were not visible at any time. Subjects were also instructed to look at a screen throughout the trial, though they were able to see if the object had been successfully lifted by observing the movement of a phosphorescent strip attached to the top of the object. Auditory feedback was removed by playing white noise through earphones, and separately through a speaker. Additional sources of tactile feedback, such as vibrations when contact is made or during force ramping, were removed by the use of random (uncorrelated) vibrotactile stimuli. These stimuli appeared at random locations on the arm, vibrating with randomised frequencies and for unpredictable durations. In our analyses we examined the effect of tactile feedback condition, visual feedback condition (block 2 versus 3), and object weight on task performance.
Experiment 3: Grasp and lift task with feedback deprivation and feedforward deprivation
In our third main experiment we added feedforward uncertainty by inducing random unpredictable delays to the hand controller. In contrast to experiments 1 and 2, where the control of the hand was repeatable and predictable, this experiment was designed to examine the role of feedback under motor uncertainty, such as is more typical in real-world situations. We added random delays to the hand motion before the onset of movement and before the onset of the force ramp. Delays were drawn uniformly from the interval 0 s to 1.5 s, the order of magnitude of a typical hand movement, simulating the grasping of unknown-size objects (see discussion). Each subject (N = 12) was exposed to four different feedback conditions. We modified both the visual feedback condition (light versus dark) and tactile feedback condition (vibrotactile feedback versus no feedback). For each condition subjects performed a block of 12 trials. In a given trial, subjects were instructed to grasp and lift an object in a fixed location, then return it to the same location, as per experiment 2.
We used a within-subject design to reduce the effects of inter-subject variability. Since using a within-subjects design it was important to minimise interaction between the order of blocks and subject's ability to control the hand. We therefore mixed the subjects into four between-subject groups. Each group had a different configuration of the visual feedback order and the tactile feedback order, to ensure any learning effects were counterbalanced. This enabled us to control for carry-over effects within-subjects. Furthermore, we also trained subjects briefly before the start of the first trial, with full feedback sensibility, so that they could get used to the control mechanism of the hand.
Subjects performed the four blocks of the experiment over two separate phases. This would allow us to detect any effects of learning across phases. We used the same object for all trials to simplify the design. In our analyses we examined the effect of tactile feedback condition, visual feedback condition and the phase of the experiment. We also ensured that there were no effects of visual feedback order or tactile feedback order which might confound the results. One subject was discarded from these analyses as he used a different strategy to complete the task (the subject was able to detect successful contact using his free hand).
Performance measures and statistical analysis
Data from each trial were automatically segmented. Data were annotated to mark occasions where the object slipped or was dropped. We located the start and end of the force ramp, and the period for which the object was elevated. Figure 1 shows a typical recorded trajectory, and illustrates segmentation features. Phases 3 and 4, highlighted, are the 'force ramp' and 'lifting phase' respectively This temporal segmentation allows us to compute the duration of the motion, count the number of errors made, and compute the grasp force during object lift.
A key indicator of economical grasping is avoidance of over-grip. Lightweight objects should be gripped with less force than heavier objects. For a given trial i we therefore define the grasp force, f i , as the average grip force (in Newtons) applied to the object for the duration of its elevation.
The duration of the control signal is directly related to the subjects intended grasp force. This is a more reliable indicator of force than the FSR reading, as subjects might make imperfect contact with the sensor. For a given trial i we define the ramp duration, r i , as the duration in milliseconds of the force ramp phase, excluding any random delays induced in experiment 3.
For a given trial i we define the trial duration, d i , as the duration in milliseconds of the entire trial, excluding any random delays induced in experiment 3.
Number of errors
For a given trial i we define the number of errors, e i , as the sum of 'drops', 'slips' and 'failed lifts'. A drop occurs when the object is in a stable grasp (between the thumb and forefinger with grip force> 1 N), and the downward acceleration of the object is 5 m/s2 greater than the downward acceleration of the thumb. A slip occurs when the object is in a stable grasp, and the upward velocity measured at the tip of the thumb is greater than the upward velocity measured at the base of the object by more than 0.05 m/s. A failed lift occurs when the object is not in a stable grasp (grip force< 1N) and the upward velocity measured at the tip of the thumb is greater than the upward velocity measured at the base of the object by 0.05 m/s. If two errors are detected in a given 60 ms period we count this as just one error.
We devised a compound metric to handle inter-subject variability: a per-trial grasp score s i , rates each trajectory, i, in terms of both speed and accuracy. A higher grasp score indicates worse performance. This metric is comprised of four terms, to capture the grasp force, f i , the ramp duration, r i , the trial duration d i , and the number of errors, e i , defined as follows:
target computes the best performance from a given subject's successful trials (i.e. only using trials in which there were no errors, denoted by the conditional term). This is therefore a measure of the subjects target performance. peak, is a measure of the subject's worst performance over all trials. norm uses the target and peak functions to normalise each trajectory into a per-subject range, where s i = 0 indicates good performance on trial i, and s i ≥ 1 indicates bad performance on trial i.
In our subsequent data analyses we use the grasp force, duration of ramp and the grasp score measures to compare performance. In a pilot trial these were determined to be the most relevant measures of a successful grasp. We correct for the use of repeated measures in our statistical analyses (except where univariate results are explicitly reported).
Preliminary Experiment: We can effectively communicate grasp forces to patients using artificial feedback
Before using our tactile feedback interface we conducted a preliminary experiment to verify that its efficacy (bandwidth) would be satisfactory to enable economical grasping. We calculated the just-noticeable-difference (JND) threshold of the stimuli using an adaptive-staircase forced-choice design (see methods). Data for all six subjects were combined.
A cumulative Gaussian function was fitted to the proportion of correct responses as a function of stimulus separation. Figure 3A shows curve fits at three locations along the arm. As our adaptive staircase method does not give evenly distributed points, we do not fit the curve to binned data (though it is also shown for comparison). In Figure 3B we plot the across-subject JND threshold as a function of stimulus location. The results indicate that 12 discriminable levels are attainable over the length of the forearm, and sensitivity increases near the wrist and elbow.
Experiment 1: In ideal conditions, subjects perform economical grasps regardless of feedback
In our first main experiment we measured grasp economy for prosthesis wearers under ideal conditions. Economical grasping is achieved when subjects appropriately assign different grip forces to objects of different weight (see methods).
To create ideal conditions, the robot hand was attached to healthy individuals and was controlled with a noise-free, predictable and responsive differential force-control algorithm (see methods). In a given block of trials subjects were asked to grasp, lift and move an object multiple times, with visual feedback throughout. Vibrotactile feedback was provided on some blocks (see methods).
The force trajectories for one subject are shown in Figure 4. The data indicates that, for this subject, while there was less variability when vibrotactile feedback was available, economical grasps were formed regardless of feedback condition: the lightweight object is grasped with less force, and the heavier object with greater force. This phenomenon is consistent across subjects.
In order to evaluate this observation statistically, we reduced the recorded data to three measures of performance: grasp force, duration of force ramp and grasp score (see methods). Figure 4 shows the data grouped across subjects.
A within-subjects ANOVA, with factors of object weight (heavy/lightweight) and tactile feedback condition (with vibrotactile feedback/without vibrotactile feedback) revealed a significant main effect of object weight (F(3, 3) = 659, p < .001), but no significant effect of tactile feedback condition (F(3, 3) = 2.61, p = .226), and no interaction (F(3, 3) = 1.42, p = .390) The main effect of object weight was significant on all measures (F(1, 5) ≥ 92.9, p ≤ .001). However, no significant effect of tactile feedback condition was found for any of the three measures (F(1, 5) ≥ 2.74, p ≤ .159).
Experiment 2: When deprived of additional sensory cues, trained subjects show no significant deficit in grasp economy
In our second main experiment we measured grasp economy for prosthesis wearers under ideal conditions with all additional sensory cues removed (visual, tactile and auditory, see methods). As a preliminary trial we observed a single naive subject in the dark (data not shown). We found that performance was greatly impaired in the initial dark block. Over all 10 trials the subject failed to supply enough force to successfully lift the object. However, the same subject completed the task with ease in a second dark block after 10 trials of vision-assisted training.
In a full experiment we compared performance with and without tactile feedback between two distinct groups. Subjects were exposed to three blocks of trials, the first two in the light and the third in the dark (see methods). The grouped data are shown in Figure 5. A between-subjects ANOVA, with factors of object weight (heavy object/lightweight object), visual feedback condition (light block/dark block) and tactile feedback condition (with vibrotactile feedback/without vibrotactile feedback) revealed a significant main effect of visual feedback condition (F(3, 8) = 4.68, p = .036). While no significant main effect was found for object weight (F(3, 8) = 2.1, p = .179), univariate tests did reveal a significant effect of object weight, on all three measures: grasp force (F(1, 10) = 7.84, p = .019), ramp duration (F(1, 10) = 5.01, p = .049) and grasp score (F(1, 10) = 6.58, p = .028). Univariate tests also confirmed the main effect of visual feedback condition (F(1, 10) ≥ 7.62, p ≤ .020, all measures). There was no significant between-groups main effect of tactile feedback condition (F(3, 8) = 0.218, p = .881) and univariate tests also revealed no significant effect on any measure of performance of tactile feedback condition (F(1, 10) ≤ 0.764, p ≥ .402).
Experiment 3: When feedforward uncertainty is increased, trained subjects show significant performance deficits when deprived of either visual or tactile feedback
Experiments 1 and 2 indicate that tactile feedback may offer limited practical utility for grasp force control if the hand controller is predictable. In the third main experiment we added uncertainty to the hand controller, in the form of brief randomised delays (see methods). This unpredictability was used to reduce subject's ability to form an accurate feedforward estimate (see discussion). The grouped data are shown in Figure 6.
In experiment 3 subjects found the task more difficult (indicated by a higher mean grasp score compared to experiment 2). Under the increased difficulty we found that subject's grasp forces were outside the linear range of our force sensor. For consistency, we retained the grasp force measure in our analyses. The remaining metrics were still sufficient to show a significant main effect of tactile feedback.
A within-subjects ANOVA, with factors of visual feedback condition (light block/dark block), tactile feedback condition (with vibrotactile feedback/without vibrotactile feedback) and phase (phase one/phase two) revealed a significant main effect of visual feedback condition (F(3, 8) = 6.91, p = .013) and a significant main effect of tactile feedback condition (F(3, 8) = 7.51, p = .010). There was no significant main effect of phase (F(3, 8) = 1.56, p = .274), and there were no significant interactions (F(3, 8) ≤ 2.17, p ≥ .169).
Post-hoc comparisons revealed that the cause of the effects was best explained with the grasp score measure (see Figure 6) As an additional analysis, we compared the grasp score measure for the various feedback conditions in the second phase of trials. In trials without visual feedback we found a significant effect of tactile feedback (F(1, 11) = 6.4, p = .028), but with visual feedback there was no significant effect of tactile feedback (F(1, 11) = 0.405, p = .538). We also found that without tactile feedback there was a significant effect of visual feedback (F(1, 11) = 9.27, p = .011), but with tactile feedback there was no significant effect of visual feedback (F(1, 11) = 0.231, p = .640). This suggests that, after training, either modality was sufficient to enable task performance (see discussion).
The purpose of our first experiment was to quantify the benefits of tactile feedback in an idealised grasping and lifting task. We used grasp economy as our measure of performance, a phenomenon known to depend on feedback and feedforward predictions (see introduction). It has previously been shown that two chronically deafferented patients were not significantly different from healthy matched controls at scaling grip force to different object weights .
A study to quantify the benefits of artificial feedback for force control also found no significant difference between feedback and no-feedback groups . Consistent with these studies, we found no effect of tactile feedback condition, yet we found a highly significant effect of object weight, indicating economical grasps regardless of tactile feedback. A preliminary experiment had confirmed that our feedback system offered adequate bandwidth to subjects. We therefore suspected that, under the ideal conditions of experiment 1, subjects' ability to grasp economically was due to abundant sensory cues (from visual and auditory modalities).
Contrary to our hypothesis, in our second experiment subjects were still capable of differentiating object weights and applying appropriately economical grip forces when deprived of all sources of sensory feedback. We found no significant difference in grasp economy between two groups, one with vibrotactile feedback and one without, nor did we find a significant difference between the light and dark conditions. It has been previously shown in healthy humans that cutaneous feedback enables maintenance of the anticipatory components of grasping , but our results suggest that, under the idealised control conditions, force feedback was not necessary for this purpose. However, we did find a higher overall grip force in the absence of visual feedback, consistent with an increased safety-margin observed in feedback-deprived individuals . Nevertheless, subjects still differentiated the two objects, which requires precise signal timing in order to set appropriate grasp forces. Since the objects were lifted multiple times, we concluded that subjects were able to learn an internal model in the absence of within-trial feedback. We posit that a feedforward process was playing a crucial role in the observed behaviour.
The results of our third experiment showed that when feedforward predictability was degraded, performance degraded too. However, with the addition of either visual or tactile feedback, performance was restored, providing evidence that feedback is required in the presence of feedforward uncertainty. Best performance was achieved in the presence of both sources of feedback, suggesting that visual and tactile cues play complementary roles in facilitating successful grasps in the presence of uncertainty.
In this study we used a vibrotactile feedback interface. Direct pressure-feedback devices  may offer a more natural sensation, and electrotactile feedback might provide greater spatial resolution  at the expense of safety. However, vibrotactile feedback systems are given credit for their low cost, size and weight and the simplicity and flexibility with which they can be used in sensory substitution applications . For these practical reasons we developed a spatially-encoded vibrotactile feedback interface (similar to ). In pilot studies we have found that this method affords greater stimulus bandwidth than a single tactor providing frequency- or amplitude-encoded feedback, as well as reduced adaptation (data not shown). To make the argument that subjects were adequately trained to use the vibrotactile feedback we conducted an preliminary trial which revealed that subjects were immediately able to discriminate tactile stimuli, and it offered a sufficient perceptual range. Furthermore, subjects were able to utilise vibrotactile feedback to their advantage in the third experiment. It is possible that with considerably more training we may have observed a difference in performance between the vibrotactile group and non-vibrotactile group in experiment 2. However, this does not invalidate the finding that subjects could form economical grasps regardless of feedback under ideal experimental conditions.
It is likely that our observations were a result of the ideal control conditions we created. Since blocks of trials were in a predictable order and subjects performed multiple repeated trials per object, subjects could learn by trial-and-error. Furthermore, subjects were aware of a successful lift via feedback from their arm muscles as well as on-screen feedback at the end of each trial, allowing them to refine their judgements. Our work assumes that, by these processes, subjects can establish a feedforward prediction. This is defined as the ability to anticipate the forces they are exerting in the absence of externally-arising cues to that fact (see introduction). It is important to note that proprioceptive and tactile cues of the control signal are considered to be internal cues -- they provide no feedback of how the robotic hand is interacting with the environment. However, it should also be noted that, in contrast to our ideal controller, commercially available prostheses are typically controlled by noisy EMG signals and that prosthesis control methods often do not provide predictable force control. Our results indicate that predictable control can obviate the practical benefits of feedback. However, in the presence of unavoidable feedforward uncertainty the benefits of feedback are apparent.
In this study we induced random temporal delays when simulating feedforward uncertainty in experiment 3. Temporal uncertainty and temporal judgement impact many dexterous tasks, in both healthy humans and prosthesis wears. At the task-level one can expect unpredictable sensory and motor delays , such as when grasping objects of unknown size or shape, or when not paying full visual attention. Every motor action is undertaken in the presence of uncertainty , resulting in some degree of temporal error. Temporal uncertainty is also a considerable concern for prosthesis designers. Since EMG signals used to initiate and control prosthesis movement fluctuate as a function of sweat, movement, muscle fatigue and skin-conductivity  the most reliable EMG classifiers require 250-300 ms of sampling time before accurate classification can be made . In the interest of responsiveness, controllability and expense, many commercially available prostheses use differential ("open/close") controllers to defer the problem of EMG signal reliability to the temporal domain. Our results reveal that temporal uncertainty can significantly impair performance, but these effects are reduced with appropriate feedback.
To our knowledge this research provides first demonstration of the existence of feedforward and feedback processes for an artificial limb. Our results support, and perhaps provide an explanation for, similar studies in the literature. A study that showed no significant prosthesis control improvements with vibrotactile feedback  could be explained by our finding of a strong feedforward contribution. The benefit of feedback in the presence of partial sensory deprivation  or with visual distractions  is supported by our finding of the role of feedback in the presence of uncertainty. Furthermore, we assert that our result is widely applicable to research into human perception and sensorimotor control. In line with studies involving deafferented [18, 21] and anaesthetised patients , our work supports the computational view of sensorimotor learning under uncertainty .
We have shown quantitatively that tactile feedback can significantly improve performance in the presence of feedforward uncertainty. These results have important implications for the prosthetics field, and consequently we make three recommendations: (i) Prostheses should be designed to make control as predictable and repeatable as possible, to minimise feedforward uncertainty; (ii) Feedback should be provided to handle the inevitable uncertainty that will arise, and should be chosen to enable better feedforward learning (such as error-corrective feedback, or force-derivative feedback, described in ); and (iii) We should aim to exploit the different sources of noise between robotic and human systems: trade-offs in design, for example, allow temporal uncertainty to be transformed into spatial uncertainty. If we can minimise uncertainty in task-specific domains we may increase control reliability and considerably improve hand functionality.
This study raises a number of interesting possibilities for future work. We have presented here a robotic system that replaces the healthy sensorimotor system for the elementary task of object lifting, but what are the limits of this analogy? Amputees fitted with prostheses such as the one presented in this paper will not have the benefit of 'idealised control': real-world prostheses are controlled by EMG electrodes which, as previously discussed, add control uncertainty. Our results suggest that EMG control will result in diminished grasp economy that can be remedied either by improving the reliability of EMG measurement (reducing feedforward uncertainty) or through provision of a reliable limb-state feedback. Our robotic manipulandum also provides a viable platform to test this hypothesis. Multifunction prostheses of the future offer increased dexterity and functionality at the expense of additional feedforward and feedback demands (as discussed in ). Tasks involving dynamic or unstable loads, such as handwriting, or tying shoelaces, require the learning of much more complex internal models. It is not obvious how these models are acquired, nor how they depend on motor control or available feedback, yet they are key to the design of a system that needs to mimic human behaviour. We argue that our novel manipulandum is an ideal platform to study human sensorimotor processes as it allows the experimenter to access sensory and motor components that, in intact individuals, is either unethical or practically impossible.
Our results suggest that feedback should be chosen to complement the uncertainty in the control system. This does not mean, however, that by removing all uncertainty from the controller we will remove the necessity for feedback: a device which acts automatically and intelligently will surely reduce the number of grasping errors, but may not be accepted by the amputee as a natural extension of their nervous system. Vivid sensations of embodiment and prosthesis ownership can only be achieved through physiologically appropriate cutaneous feedback .
We have presented here an original method to decouple the role of sensory and anticipatory components of human grasping. Using our novel manipulandum we have shown quantitatively that feedforward and feedback processes are co-dependent. This is the first demonstration of the existence of feedforward and feedback processes for an artificial limb, a phenomenon well characterised for the healthy nervous system, and is therefore an important step in understanding the human-machine interface.
By manipulating feedforward and feedback uncertainty we have shown that the seemingly trivial task of grasping and lifting objects employs non-trivial cognitive mechanisms. We might exploit this by designing prostheses with predictable feedforward controllers and feedback systems that allow users to correct for inevitable control uncertainty.
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This work was supported by an Engineering and Physical Sciences Research Council/Medical Research Council scholarship from the Neuroinformatics and Computational Neuroscience Doctoral Training Centre at the University of Edinburgh. Prof. S. Vijayakumar is supported through a Microsoft Research - Royal Academy of Engineering senior research fellowship. We thank our collaborating industrial partner Touch Bionics for their expertise and technical support, we thank the reviewers for their constructive feedback and insightful suggestions, and we thank Dr. O. R. O. Oyebode and S. P. Wilson for their comments on this manuscript.
The authors declare that they have no competing interests.
IS contributed to all stages of this research (i.e. planning, implementation, conducting experiments and writing). IS conceived the concept of the novel manipulandum, designed and built the requisite vibrotactile feedback hardware and developed the software and firmware required for control of the i-LIMB hand. All stages were completed under the supervision of SV. Both authors read and approved the final manuscript.
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Saunders, I., Vijayakumar, S. The role of feed-forward and feedback processes for closed-loop prosthesis control. J NeuroEngineering Rehabil 8, 60 (2011). https://doi.org/10.1186/1743-0003-8-60